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h(A) to A, called the Faltings height of A. The Faltings heights of two isogenous abelian varieties are related, and Faltings proved: Theorem 19.6. Let A be an abelian variety with semistable reduction over a num- ber field k. T he set {h(B)| B is isogenous to A} is finite. There is natural notion of the height of a point in Pn(k), namely, if P =(a0 : : an), then H(P ) =v max(|ai|v). i Here the v s run through all primes of k (including the archimedean primes) and | |v denotes the normalized valuation corresponding to v. N ote that v max(|cai|v) =(v max(|ai|v))(v |c|v) =v max(|ai|v) i i i because the product formula shows that v |c|v = 1. Therefore H(P ) is independent of the choice of a representative for P . When k = Q , we can represent P by an n-tuple (a0 : ... : an) with the ai relatively prime integers. Then maxi(|ai|p) =1 for all prime numbers p, and so the formula for the height becomes H(P ) =max |ai| (usual absolute value). i A fundamental property of heights is that, for any integer N, Card{P " Pn(k) | H(P ) d" N} is finite. When k = Q, this is obvious. Using heights on projective space, it is possible to attach another height to an abelian variety. There is a variety V (the Siegel modular variety) over Q that parametrizes isomorphism classes of principally polarized abelian varieties of a fixed dimension g. It has a canonical class of embeddings into projective space V ! Pn. An abelian variety A over k corresponds to a point v(A) in V (k), and we define the modular height of A to be H(A) =H(v(A)). We know that the set of isomorphism classes of principally polarized abelian varieties over k of fixed dimension and bounded modular height is finite. Note that if we ignore the principally polarized in the last statement, and the semistable in the last theorem, then they will imply Finiteness I once we relate ABELIAN VARIETIES 75 the two notions of height. Both heights are continuous functions on the Siegel modular variety, which has a canonical compactification. If the difference of the two functions h and H extended to the compact variety, then it would be bounded, and we would have proved Finiteness I. Unfortunately, the proof is not that easy, and the hardest part of Faltings s paper is the study of the singularities of the functions as they approach the boundary. One thing that makes this especially difficult is that, in order to control the contributions at the finite primes, this has to be done over Z, i.e., one has to work with a compactification of the Siegel modular scheme over Z. References. The original source is: Faltings, G., Endlichkeitsstze fr Abelsche Varietten ber Zahlkrpern, Invent. Math. 73 (1983), 349-366; Erratum, ibid. 1984, 75, p381. (There is a translation: Finiteness Theorems for Abelian Varieties over Number Fields, in Arithmetic Ge- ometry pp 9 27.) Mathematically, this is a wonderful paper; unfortunately, the exposition, as in all of Faltings s papers, is poor. The following books contain background material for the proof: Serre: Lectures on the Mordell-Weil theorem, Vieweg, 1989. Arithmetic Geometry (ed. Cornell and Silverman), Springer, 1986 (cited as Arith- metic Geometry). There are two published seminars expanding on the paper: Faltings, G., Grunewald, F., Schappacher, N., Stuhler, U., and Wstholz, G., Ra- tional Points (Seminar Bonn/Wuppertal 1983/84), Vieweg 1984. Szpiro, L., et al. Sminaire sur les Pinceaux Arithmtique: La Conjecture de Mordell, Astrisque 127, 1985. Although it is sketchy in some parts, the first is the best introduction to Faltings s paper. In the second seminar, the proofs are very reliable and complete, and they improve many of the results, but the seminar is very difficult to read. There are two Bourbaki talks: Szpiro, L., La Conjecture de Mordell, Sminaire Bourbaki, 1983/84. Deligne, P., Preuve des conjectures de Tate et Shafarevitch, ibid. There is a summary of part of the theory in: Lang, S., Number Theory III, Springer, 1991, Chapter IV. Faltings s proofs depend heavily on the theory of Nron models of abelian varieties and the compactification of Siegel modular varieties over Z. Recently books have appeared on these two topics: Bosch, S., Ltkebohmert, W., and Raynaud, M., Nron Models, Springer, 1990. Chai, Ching-Li and Faltings, G., Degeneration of Abelian Varieties, Springer, 1990. 76 J.S. MILNE 20. Nron models; Semistable Reduction Let R be a discrete valuation ring with field of fractions K and residue field k. Let be a prime element of R, so that k = R/(). We wish to study the reduction14 of an elliptic curve E over K. For simplicity, we assume p =2, 3. Then E can be described by an equation df 2 Y = X3 + aX + b, " =4a3 +27b2 =0. By making the substitutions X ! X/c2, Y ! Y/c3, we can transform the equation to 2 Y = X3 + ac4X + bc6, and this is essentially the only way we can transform the equation. A minimal equation for E is an equation of this form with a, b " R for which ord(") is a minimum. A minimal equation is unique up to a transformation of the form (a, b) ! (ac4, bc6), c " R. Choose a minimal equation for E, and let E0 be the curve over k defined by the equation mod (). There are three cases: (a) E0 is nonsingular, and is therefore is an elliptic curve. This occurs when ord(") = 0. In this case, we say that E has good reduction. (b) E0 has a node. This occurs when |" but does not divide both a and b. In this df case E0(k)nonsing = E0(k)-{node} is isomorphic to k as an algebraic group (or becomes so after a quadratic extension of k), and E is said to have multiplicative reduction. (c) E0 has a cusp. This occurs when divides both a and b (and hence also "). In this case E0(k)nonsing is isomorphic to k+, and E is said to have additive reduction. The curve E is said to have semistable reduction when either (a) or (b) occurs. Now suppose we extend the field from K to L, [L : K] valuation ring S with field of fractions L such that S )" K = R. When we pass from K to L, the minimal equation of E remains minimal in cases (a) and (b), but it may change in case (c). For a suitable choice of L, case (c) will become either case (a) or case (b). In other words, if E has good reduction (or multiplicative) reduction over K, then the reduction stays good (or multiplicative) over every finite extension L; if E has additive reduction, then the reduction can stay additive or it may become good or multiplicative over an extension L, and for a suitable extension it will become
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